Investments  

Using attitude to risk questionnaires to better understand clients

  • To be able to summarise the various aspects of attitude to risk questionnaires
  • To explain what attitude to risk questionnaires take into account
  • To identify FCA concerns on some of the questions
CPD
Approx.30min

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5. Pick a suitable investment solution for your client, alongside the full documentation of why the solution was chosen. 

Steph Willcox is head actuary at Dynamic Planner

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CPD
Approx.30min

Please answer the six multiple choice questions below in order to bank your CPD. Multiple attempts are available until all questions are correctly answered.

  1. Attitude to risk questionnaires assess which of the following:

  2. Which of the following is NOT an example of poor practice in attitude to risk surveys, found by the FCA?

  3. Which of the following is an alternative way of explaining the level of risk from the client's ATR score?

  4. In order to see if a client’s ATR result has changed, it is vital to use the same model, true or false?

  5. Risk rating of decumulation funds has an industry standard, true or false?

  6. What do providers NOT use when risk rating accumulation funds?

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You have successfully answered all the questions correctly, well done!

You should now know…

  • To be able to summarise the various aspects of attitude to risk questionnaires
  • To explain what attitude to risk questionnaires take into account
  • To identify FCA concerns on some of the questions

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